Authority: Secs. 3, 5, 6, 10, 11, 12, 16, 17, 21, 80 Stat. 351, 352, 353, 84 Stat. 1561, 1562, 1563, 1564, 90 Stat. 418, 419, 420, 423, (7 U. S. C. 2133, 2135, 2136, 2140, 2141, 2142, 2143, 2144, 2146, 2147, 2151); 37 FR 28464, 28477, 38 FR 19141.
Source: 44 FR 36874, June 22, 1979, unless otherwise noted.
| (1) | The species and number of animals involved, |
| (2) | A statement from the attending veterinarian concerning the age and health status of the animals involved, and concerning whether the granting of a variance would be detrimental to the marine mammals involved, |
| (3) | Each provision of the regulations that is not met, |
| (4) | The time period requested for a variance, |
| (5) | The specific reasons why a variance is requested, and |
| (6) | The estimated cost of coming into compliance, if construction is involved. |
139 [49 FR 26681, June 28, 1984]
| (1) | Indoor and outdoor housing facilities for marine mammals shall be structurally sound and shall be maintained in good repair, to protect the animals from injury, to contain the animals, and to restrict the entrance of unwanted animals. |
| (2) | All marine mammals shall be provided with protection from abuse and harassment by the viewing public by the use of a sufficient number of employees or attendants to supervise the viewing public, or by physical barriers, such as fences, walls, glass partitions, or distance, or both. |
| (3) | Any primary enclosure pool, except for natural seawater pools subject to tidal action, shall be constructed of materials having a nonporous, waterproof finish, which facilitate proper cleaning and disinfection, and shall be maintained in good repair as part of a regular ongoing maintenance program. Any ramps or haul- out areas for primary enclosure pools, and any natural seawater pools subject to tidal action, shall be constructed of materials which facilitate proper cleaning and disinfection and shall be maintained in good repair as part of a regular ongoing maintenance program. |
| (4) | Facilities which utilize natural water areas, such as tidal basins, bays, or estuaries (subject to natural tidewater action) used for housing marine mammals shall be exempt from the drainage requirements of paragraph (c)( 1) of this section, but they must meet the minimum standards with regard to space, depth, and sanitation. The water must be monitored for coliforms and for ph and chemical content, if chemicals are added. |
| (1) | Adequate drainage shall be provided for all primary enclosure pools and shall be located so that all of the water contained in such pools may be rapidly eliminated when necessary for cleaning the pools or for other purposes. Drainage effluent from primary enclosure pools shall be disposed of in a manner that complies with all applicable Federal, State, and local pollution control laws. |
| (2) | Drainage shall be provided for primary enclosures and areas immediately surrounding pools. Drains shall be located so as to rapidly eliminate excess water (except in pools). Such drainage effluent shall be disposed of in a manner that complies with all applicable Federal, State, and local pollution control laws. |
[44 FR 36874, June 22, 1979, as amended at 44 FR 63492, Nov. 2, 1979; 49 FR 26682, June 28, 1984]
| (1) | The water surface of pools in outdoor primary enclosures housing polar bears and ice or cold water dwelling species of pinnipeds shall be kept sufficiently free of solid ice to allow for entry and exit of the animals. |
| (2) | The water surface of pools in outdoor primary enclosures housing cetaceans and sea otters shall be kept free of ice. |
| (3) | No sirenian or warm water dwelling species of pinnipeds or cetaceans shall be housed in outdoor pools where water temperature cannot be maintained within the temperature range to meet their needs. |
The body length of a Monodon monoceros (narwhale) is measured from the tip of the upper incisor tooth to the notch in the tail fluke. If the upper incisor is absent or does not extend beyond the front of the head, then it is measured like other cetaceans, from the top of the upper jaw to the notch in the tail fluke. Immature males should be anticipated to develop the ``tusk'' (usually left incisor tooth) beginning at sexual maturity.
| (1) ( i) | The required minimum horizontal dimension (MHD) of a pool for Group I cetaceans shall be 7.32 meters (24.0 feet) or two times the average adult length of the longest species of Group I cetacean housed therein (as measured in a parallel or horizontal line, from the tip of its upper jaw, or from the most anterior portion of the head in bulbous headed animals, to the notch in the tail fluke, whichever is greater; except that such 2 MHD measurement may be reduced from the greater number by up to 20 percent if the amount of the reduction is added to the MHD at the 90- degree angle and if the minimum volume and surface area requirements are met based on an MHD of 7.32 meters (24.0 feet) or two times the average adult length of the longest species of Group I cetacean housed therein, whichever is greater. |
| (ii) | The MHD of a pool for Group II cetaceans shall be 7.32 meters (24.0 feet) or four times the average adult length of the longest species of cetacean to be housed therein (as measured in a parallel or horizontal line from the tip of its upper jaw, or from the most anterior portion of the head in bulbous headed animals, to the notch in the tail fluke), whichever is greater; except that such MHD measurement may be reduced from the greater number by up to 20 percent if the amount of the reduction is added to the MHD at the 90- degree angle and if the minimum volume and surface area requirements are met based on an MHD of 7.32 meters (24.0 feet) or four times the average adult length of the longest species of Group II cetacean housed therein, whichever is greater. |
| (iii) | In a pool housing a mixture of Group I and Group II cetaceans, the MHD shall be the largest required for any cetacean housed therein. |
| (iv) | Once the required MHD has been satisfied, the pool size may be required to be adjusted to increase the surface area and volume when cetaceans are added. Examples of MHD and volume requirements for Group I cetaceans are shown in Table I, and for Group II cetaceans in Table II. |
All calculations are rounded off to the nearest hundredth. In converting the length of cetaceans from feet to meters, 1 foot equals .3048 meter. Due to rounding of meter figures as to the length of the cetacean, the correlation of meters to feet in subsequent calculations of MHD and additional volume of water required per cetacean, over two, may vary slightly from a strict feet to meters ratio. Cubic meters is based on: 1 cubic foot= 0.0283 cubic meter.
| (2) | The minimum depth requirement for primary enclosure pools for all cetaceans shall be one- half the average adult length of the longest species to be housed therein, regardless of Group I or Group II classification, or 1.83 meters (6.0 feet), whichever is greater, and can be expressed as d= L/ 2 or 6 feet, whichever is greater. Those parts of the primary enclosure pool which do not meet the minimum depth requirement cannot be included when calculating space requirements for cetaceans. |
| (3) | Pool volume. A pool of water housing cetaceans which satisfies the MHD and which meets the minimum depth requirement, will have sufficient volume and surface area to hold up to two Group I cetaceans or up to four Group II cetaceans. If additional cetaceans are to be added to the pool, the volume as well as the surface area may have to be adjusted to allow for additional space necessary for such cetaceans. See Tables I, II, and IV for volumes and surface area requirements. The additional volume needed shall be based on the number and kind of cetaceans housed therein and shall be determined in the following manner. |
| (i) |
The minimum volume of water required for up to two Group I
cetaceans is
based upon the following formula:
When there are more than two Group I cetaceans housed in a primary enclosure pool, the additional volume of water required for each additional Group I cetacean in excess of two is based on the following formula:
|
| (ii) |
The minimum volume of water required for up to four Group II cetaceans
is based upon the following formula:
When there are more than four Group II cetaceans housed in a primary enclosure pool, the additional volume of water required for each additional Group II cetacean in excess of four is based on the following formula:
|
| (iii) |
When a mixture of both Group I and Group II cetaceans are housed
together, the MHD must be satisfied as stated in 3.104( b)( 1), and
the minimum depth must be satisfied as stated in 3.104( b)( 2). Based
on these figures, the resulting volume must then be calculated
Then the volume necessary for the cetaceans to be housed in the pool must be calculated (by obtaining the sum of the volumes required for each animal). If this volume is greater than that obtained by using the MHD and depth figures, then the additional volume required may be added by enlarging the pool in its lateral dimensions or by increasing its depth, or both. The minimum surface area requirements discussed next must also be satisfied. |
| (4)( i) |
The minimum surface area requirements for each cetacean housed in a pool,
regardless of Group I or Group II classification, are calculated as
follows:
1A pool containing up to two Group I cetaceans or up to four Group II cetaceans which meets the required MHD and depth will have the necessary surface area and volume required for the animals contained therein. 2Since the MHD represents the diameter of a circle, the surface area based on the MHD is calculated by use of the following formula: Insert illus. 0788C below ftn.
In a pool containing more than two Group I cetaceans or more than four Group II cetaceans, the additional surface area which may be required when animals are added must be calculated for each such animal. |
| (ii) | When a mixture of Group I and Group II cetaceans are to be housed in a pool, the required MHD, depth, and volume must be met. Then the required surface area must be determined for each animal in the pool. The sum of these surface areas must then be compared to the surface area which is obtained by a computation based on the required MHD of the pool. The larger of the two 9 figures represents the surface area which is required for a pool housing a mixture of Group I and Group II cetaceans. Pool surfaces where the depth does not meet the minimum requirements cannot be used in determining the required surface area. |
| (iii) | Surface area requirements are given in Table IV. |
| (1) | The required MHD of a primary enclosure pool for sirenians shall be two times the average adult length of the longest species of sirenian to be housed therein. Calculations shall be based on the average adult length of such sirenians as measured in a horizontal line from the tip of the muzzle to the notch in the tail fluke of dugongs and from the tip of the muzzle to the most distal point in the rounded tail of the manatee. |
| (2) | The minimum depth requirements for primary enclosure pools for all sirenians shall be one- half the average adult length of the longest species to be housed therein, or 1.52 meters (5.0 feet), whichever is greater. Those parts of the primary enclosure pool which do not meet the minimum depth requirements cannot be included when calculating space requirements for sirenians. |
| (3) | A pool which satisfies the required MHD and depth shall be adequate for one or two sirenians. Volume and surface area requirements for additional animals shall be calculated using the same formula as for Group I cetaceans, except that the figure for depth requirement for sirenians shall be one- half the average adult length or 1.52 meters (5.0 feet), whichever is greater. |
| (1) | Primary enclosures housing pinnipeds shall contain a pool of water and a dry resting or social activity area that must be close enough to the surface of the water to allow easy access for entering or leaving the pool. For the purposes of this subpart, pinnipeds have been divided into Group I pinnipeds and Group II pinnipeds as shown in Table III in this section. In certain instances some Group I pinnipeds shall be considered as Group II pinnipeds. (See Table III). |
| (2) | The minimum size of the dry resting or social activity area of the primary enclosure for pinnipeds (exclusive of the pool of water) shall be based on the average adult length of each pinniped contained therein, as measured in a horizontal or extended position in a straight line from the tip of its nose to the tip of its tail. The minimum size of the dry resting or social activity area shall be computed using the following methods: |
| Group I pinnipeds. Square the average adult length of each pinniped to be contained in the primary enclosure. Add the figures obtained for each of the pinnipeds in the primary enclosure to determine the dry resting or social activity area required for such pinnipeds. If only a single Group I pinniped is maintained in the primary enclosure, the minimum dry resting or social activity area shall be twice the square of the average adult length of that single Group I pinniped. |
If all the pinnipeds in the primary enclosure are of the same species, the same descending order of calculation shall apply. Example: Hooded seal- average adult length of male = 8.5 feet and female = 6.6 feet. In a primary enclosure containing 2 males and 2 females, the social or DRA required would be the sum of [( 8.5)- x 1.5] + [( 8.5)- x 1.4] + [( 6.6)- x 1.3] + [( 6.6)- x 1.2].
If two or more sexually mature males are maintained together in a primary enclosure, the dry resting or social activity area shall be divided into two or more separate areas with sufficient visual barriers (such as fences, rocks, or foliage) to provide relief from aggressive animals.
| (iii) | Mixture of Group I and Group II pinnipeds. In a primary enclosure where a mixture of Group I and Group II pinnipeds is to be housed, the dry resting or social activity area shall be calculated as for Group II pinnipeds. The dry resting or social activity area shall be divided into two or more separate areas with sufficient visual barriers (such as fences, rocks, or foliage) to provide relief from aggressive animals. |
| (3)( i) | The minimum surface area of a pool of water for pinnipeds shall be at least equal to the dry resting or social activity area required. |
| (ii) | The MHD of the pool shall be at least one and one- half (1.5) times the average adult length of the largest species of pinniped to be housed in the enclosure; except that such MHD measurement may be reduced by up to 20 percent if the amount of the reduction is added to the MHD at the 90- degree angle. |
| (iii) | The pool of water shall be at least 0.91 meters (3.0 feet) deep or one- half the average adult length of the longest species of pinniped contained therein, whichever is greater. Parts of the pool that do not meet the minimum depth requirement cannot be used in the calculation of the dry resting and social activity area, or as part of the MHD or required surface area of the pool. |
| (1) | Primary enclosures for sea otters shall consist of a pool of water and a dry resting area. The MHD of the pool of water for sea otters shall be at least three times the average adult length of the sea otter contained therein (measured in a horizontal line from the tip of its nose to the tip of its tail) and the pool shall be not less than .91 meters (3.0 feet) deep. When more than two sea otters are housed in the same primary enclosure, additional dry resting area as well as pool volume is required to accommodate the additional sea otters. (See Table V).|
| (2) | The minimum volume of water required for a primary enclosure pool for sea otters shall be based on the sea otter's average adult length. The minimum volume of water required in the pool shall be computed using the following method: Multiply the square of the sea otter's average adult length by 3.14 and then multiply the total by 0.91 meters (3.0 feet). This volume is satisfactory for one or two otters. To calculate the additional volume of water for each additional sea otter above two in a primary enclosure, multiply one- half of the square of the sea otter's average adult length by 3.14, then multiply by 0.91 meters (3.0 feet). (See Table V). |
| (3) | The minimum dry resting area required for one or two sea otters shall be based on the sea otter's average adult length. The minimum dry resting area for one or two sea otters shall be computed using the following method: Square the average adult length of the sea otter and multiply the total by 3.14. When the enclosure is to contain more than two sea otters, the dry resting area for each additional animal shall be computed by multiplying one- half of the sea otter's average adult length by 3.14. Using 1.25 meters or 4.1 feet (the average adult length of a sea otter), the calculations for additional space will result in the following figures: |
[44 FR 36874, June 22, 1979, as amended at 45 FR 63261, Sept. 24, 1980; 49 FR 26682, 26685, June 28, 1984; 49 FR 27922, July 9, 1984]
| (1) | The coliform bacteria count of the primary enclosure pool shall not exceed 1,000 MPN (most probable number) per 100 ml. of water. Should a coliform bacterial count exceed 1,000 MPN, two subsequent samples may be taken at 48- hour intervals and averaged with the first sample. If such average count does not fall below 1,000 MPN, then the water in the pool shall be deemed unsatisfactory, and the condition must be corrected immediately. |
| (2) | When the water is chemically treated, the chemicals shall be added so as not to cause harm or discomfort to the marine mammals. |
| (3) | Water samples shall be taken and tested at least weekly for coliform count and at least daily for pH and any chemical additives (e. g. chlorine and copper) that are added to the water to maintain water quality standards. Facilities using natural seawater shall be exempt from pH and chemical testing unless chemicals are added to maintain water quality. However, they are required to test for coliforms. Records must be kept documenting the time when all such samples were taken and the results of the sampling. Records of all such test results shall be maintained by management for a 1- year period and must be made available for inspection purposes on request. |
| (1) | Animal and food waste in areas other than the pool of water shall be removed from the primary enclosure at least daily, and more often when necessary to prevent contamination of the marine mammals contained therein and to minimize disease hazards. |
| (2) | Particulate animal and food waste, trash, or debris that enter the primary enclosure pool of water shall be removed as often as necessary to maintain the required water quality and to prevent health hazards to the marine mammals contained therein. |
| (3) | The wall and bottom surfaces of the primary enclosure pool of water shall be cleaned as often as necessary to maintain roper water quality. |
A sufficient number of adequately trained employees or attendants responsible to management shall be utilized to maintain the prescribed level of husbandry practices set forth in this subpart. Such practices shall be conducted under the supervision of a marine mammal caretaker who has a background in marine mammal husbandry and care. Training of marine mammals shall be done by or under the direct supervision of experienced trainers without physical punishment or abuse being used or inflicted upon the marine mammals.
Marine mammals which are not compatible shall not be housed in the same enclosure. Marine mammals shall not be housed near animals that would cause them stress or discomfort, or interfere with their good health. Captive marine mammals must be given access to other animals except when they are temporarily maintained in isolation for such purposes as medical treatment or training and given special attention.
[44 FR 36874, June 22, 1979, as amended at 54 FR 36163, Aug. 31, 1989]
| (1) | Name and address of the consignor; |
| (2) | The number of animals in the primary enclosure( s); |
| (3) | A certifying statement (e. g., ``I hereby certify that the --- (number) primary enclosure( s) which are used to transport the animal( s) in this shipment complies (comply) with USDA standards for primary enclosures (9 CFR part 3). ''); and |
| (4) | The signature of the consignor, and date. |
| (1) | Name and address of the consignor; |
| (2) | The number of animals in the shipment; |
| (3) | A certifying statement (e. g., ``I hereby certify that the animal( s) in this shipment is (are), to the best of my knowledge, acclimated to air temperatures lower than 7.2 C (45 F) ''; and |
| (4) | The signature of the USDA accredited veterinarian, assigned accreditation number, and date. |
[44 FR 36874, June 22, 1979, as amended at 44 FR 63493, Nov. 2, 1979]
No dealer, research facility, exhibitor, or operator of an auction sale shall offer for transportation or transport, in commerce, any marine mammal in a primary enclosure which does not conform to the following requirements:
| (1) | be constructed from materials of sufficient structural strength to contain the marine mammals; |
| (2) | be constructed from material that is durable, nontoxic, and cannot be chewed and/ or swallowed; |
| (3) | be able to withstand the normal rigors of transportation; |
| (4) | have interiors which are free from any protrusions that could be injurious to the marine mammals contained therein; |
| (5) | be constructed so that no parts of the contained marine mammals shall be exposed to the outside of the enclosures in such a way which may cause injury to the animals or to persons who are nearby or who handle the enclosures; |
| (6) | have openings which provide access into the enclosures which shall be secured with locking devices of a type which cannot be accidentally opened; |
| (7) | have such openings located in a manner which makes them easily accessible at all times for emergency removal of any live marine mammal contained therein; |
| (8) | have air inlets at heights which will provide cross ventilation at all levels (particularly when the marine mammals are in a prone position) and located on all four sides of the enclosures, and such ventilation openings shall be not less than 16 percent of the total surface area of each side of the enclosures; |
| (9) | have projecting rims or other devices placed on the ends and sides of any enclosures which have ventilation openings to provide a minimum air circulation space of 1.9 centimeters (0.75 inches) between the enclosures and any adjacent cargo or conveyance wall; and |
| (10) | be equipped with adequate handholds or other devices on the exterior of the enclosures which shall enable them to be lifted without unnecessary tilting and which will ensure that the persons handling the enclosures will not come in contact with any marine mammal contained therein. |
| (1) | be designed so as not to prevent access to such mammals by attendants during transportation for the purpose of administering in transit care; |
| (2) | be equipped with special padding to prevent trauma or injury at critical weight pressure points on the body of the marine mammals; and |
| (3) | be capable of keeping the animals from thrashing about and causing injury to themselves or their attendants, and yet be adequately designed so as not to cause injury to the animals. |
| (1) | in the case of polar bears and sea otters, there is sufficient space to turn about freely in a stance whereby all four feet are on the floor and the animal can sit in an upright position and lie in a natural position; |
| (2) | in the case of pinnipeds, each animal has sufficient space to lie in a natural position; and |
| (3) | in the case of cetaceans and sirenians, each animal has sufficient space for support of its body in slings, harnesses, or other supporting devices, if used (as prescribed in paragraph (b) of this section) without causing injury to such cetaceans or sirenians due to contact with the primary enclosure: Provided, however, That certain species may be restricted in their movements according to professionally acceptable standards when such freedom of movement would constitute a danger to the animals, their handlers, or other persons. |
| (1) | keeping the skin moist or preventing the drying of the skin by such methods as intermittent spraying of water or application of a nontoxic emollient, such as lanolin; |
| (2) | assuring that the pectoral flippers shall be allowed freedom of movement at all times; |
| (3) | making adjustments in the position of such marine mammals when necessary to prevent necrosis of the skin at weight pressure points; and |
| (4) | calming such marine mammals to avoid struggling, thrashing, and other unnecessary activity which may cause overheating or physical trauma. No cetacean or sirenian in need of veterinary care shall be transported in commerce, unless such transportation is for the purpose of obtaining such care. |
[44 FR 36874, June 22, 1979, as amended at 49 FR 26686, June 28, 1984]
Carriers and intermediate handlers shall not commingle marine mammal shipments with inanimate cargo. All animal holding areas of a terminal facility of any carrier or intermediate handler wherein marine mammal shipments are maintained shall be cleaned and sanitized in a manner prescribed in 3.107 of the standards often enough to prevent an accumulation of debris or excreta, to minimize vermin infestation, and to prevent a disease hazard. An effective program for the control of insects, ectoparasites, and avian and mammalian pests shall be established and maintained for all animal holding areas. Any animal holding area containing marine mammals shall be provided with fresh air by means of windows, door, vents, or air conditioning and may be ventilated or air circulated by means of fans, blowers, or an air conditioning system so as to minimize drafts, odors, and moisture condensation. Auxiliary ventilation, such as exhaust fans and vents or fans or blowers or air conditioning shall be used for any animal holding area containing marine mammals when the air temperature within such animal holding area is 23.9 C (75 F) or higher. The air temperature around any marine mammal in any animal holding area shall not be allowed to fall below 7.2 C (45 F). The air temperature around any polar bear shall not be allowed to exceed 29.5 C (85 F) at any time and no polar bear shall be subjected to surrounding air temperatures which exceed 23.9 C (75 F) for more than 4 hours at any time. To ascertain compliance with the provisions of this paragraph, the air temperature around any marine mammal shall be measured and read outside the primary enclosure which contains such animal at a distance not to exceed .91 meters (3 feet) from any one of the external walls of the primary enclosure and on a level parallel to the bottom of such primary enclosure at a point which approximates half the distance between the top and bottom of such primary enclosure.
[44 FR 36874, June 22, 1979, as amended at 49 FR 26686, June 28, 1984]
| (1) | Shelter from sunlight. When sunlight is likely to cause overheating or discomfort, sufficient shade shall be provided to protect the marine mammals from the direct rays of the sun and such marine mammals shall not be subjected to surrounding air temperatures which exceed 29.5 C (85 F), and which shall be measured and read in the manner prescribed in 3.117 of this part, for a period of more than 45 minutes. |
| (2) | Shelter from cold weather. Transporting devices shall be covered to provide protection for marine mammals when the outdoor air temperature falls below 10 C (50 F) and such marine mammals shall not be subjected to surrounding air temperatures which fall below 7.2 C (45 F), and which shall be measured and read in the manner prescribed in 3.117 of this part, for a period of more than 45 minutes unless such animals are accompanied by a certificate of acclimation to lower temperatures as prescribed in 3.112( c). |
[44 FR 36874, June 22, 1979, as amended at 49 FR 26686, June 28, 1984]

[Part 3 Table of Contents] [SubPart D] [SubPart F] [Regulations & Standards]